FINANCIAL REGULATION


Financial Services Licence

Synergy Financial Markets Pty Limited (Synergy) is based in Sydney, Australia and is regulated by the Australian Securities and Investments Commission (ASIC).

Our Australian Financial Services License (AFSL) number is 403863.

ASIC requires licensed financial services providers to meet strict capital requirements and to implement strict internal procedures including risk management, staff training, accounting and audits.

Segregated Client Funds

All client funds are held at fully segregated client trust accounts held at Commonwealth Bank of Australia (CBA) and HSBC.

Client funds are kept separate from Synergy’s company funds and – if Synergy were to become insolvent – will not be used to pay back creditors.

Financial Ombudsman Service

Synergy Financial Markets Pty Ltd is a member of the Financial Ombudsman Service (FOS). This is an approved Australian external dispute resolution scheme that can deal with complaints about all of the financial services that Synergy provides under its AFSL.

Privacy Policy

Synergy are committed to their privacy obligations under the Australian Privacy Principles contained in the Privacy Act 1988. This Privacy Policy describes how we collect, use, disclose and protect personal information we collect about individuals who apply for or receive our services.

To read more about our Privacy Policy, please click here.

Any questions/concerns? Contact us at any time.